|
Athens Derivatives Exchange
|
ATHEX Exchange Rulebook (“ATHEX Rules”)
|
5 February 2015
|
http://www.helex.com/web/guest/athex-regulations-home
|
|
Borsa Italiana – IDEM
|
Rules of the Markets organised and managed by Borsa Italiana S.p.A. (“IDEM Rules”)
|
26 September 2016
For Condition 3: 2 January 2018 (changes published and due to come into effect on this date)
|
http://www.borsaitaliana.it/borsaitaliana/regolamenti/regolamenti/regolamentoborsa-istruzionialregolamento.en.htm
http://www.borsaitaliana.it/borsaitaliana/regolamenti/regolamenti/rulesmifidiiwithevidence.en_pdf.htm
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Budapest Stock Exchange
|
The General Terms of Service of the Budapest Stock Exchange Ltd. (“Budapest Rules”)
|
3 January 2018 (changes published and due to come into effect on this date)
|
https://www.bse.hu/site/Angol/Contents/Products-And-Services/Rules-and-Regulations/BSE-Rules
|
|
Eurex Deutschland and Eurex Zurich
|
Exchange Rules of Eurex Deutschland and Eurex Zürich (“Eurex Rules”)
Conditions for Trading at Eurex Deutschland and Eurex Zürich (“Eurex Conditions”)
|
1 May 2016
1 August 2016
With respect to Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
|
https://www.eurexchange.com/exchange-en/resources/rules-regulations/Exchange-rules/138364
https://www.eurexchange.com/exchange-en/resources/rules-regulations
https://www.eurexchange.com/exchange-en/resources/circulars/Amendments-to-the-Rules-and-Regulations-of-the-Eurex-Exchanges--Exchange-Rules-and-Trading-Conditions--with-regard-to-MiFID-II-MiFIR-and-information-on-cross-trading-within-the-framework-of-TES-transactions/3273852
|
|
Euronext - Euronext Amsterdam
|
Rule Book I – Harmonised Rulebook (“Euronext Harmonised Rules”)
Rule Book II – General Rules for the Euronext Amsterdam Stock Market
|
4 July 2016
For Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
2 September 2016
|
https://www.euronext.com/en/regulation/harmonised-rules
https://www.euronext.com/en/regulation/amsterdam
|
|
Euronext – Euronext Brussels
|
Euronext Harmonised Rules
Rule Book II – Brussels
|
4 July 2016
For Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
2 October 2015
|
https://www.euronext.com/en/regulation/harmonised-rules
https://www.euronext.com/en/regulation/brussels
|
|
Euronext – Euronext Lisbon
|
Euronext Harmonised Rules
Rule Book II – Non Harmonized Rules
|
4 July 2016
For Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
23 March 2016
|
https://www.euronext.com/en/regulation/harmonised-rules
https://www.euronext.com/en/regulation/lisbon
|
|
Euronext – Euronext Paris
|
Euronext Harmonised Rules
Rule Book II – Specific rules applicable to the French regulated markets
|
4 July 2016
For Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
1 October 2016
|
https://www.euronext.com/en/regulation/harmonised-rules
https://www.euronext.com/en/regulation/paris
|
|
European Energy Exchange AG
|
EEX Exchange Rules (“EEX Rules”)
EEX Trading Conditions (“EEX Conditions”)
|
22 September 2016
For Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
|
https://www.eex.com/en/trading/rules-and-regulations/regulated-market
|
|
Fish Pool
|
Fish Pool Rulebook (“Fish Pool Rules”)
|
15 April 2015
For Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
|
http://fishpool.eu/trading/rulebook/
http://fishpool.eu/wp-content/uploads/2017/12/Rulebook-5.1.pdf
|
|
Hungarian Derivative Power Exchange
|
Market Rules of HUDEX Hungarian Derivative Energy Exchange Ltd. (“HUDEX Rules”)
|
3 January 2018 (changes published and due to come into effect on this date)
|
https://hudex.hu/uploads/szabalyzatok/HUDEX_MarketRules_MiFID%20II_%20EN_20180103.pdf
https://www.hupx.hu/hu/Termekinformacio/Lapok/HUDEX.aspx
|
|
ICE ENDEX
|
ICE ENDEX Market Rules and appendices Futures (“ICE ENDEX Derivatives Rules”)
ICE ENDEX Gas Market Rules UK – Spot (“ICE ENDEX UK Gas Rules”)
ICE ENDEX Gas Market Rules Continental – Gas Spot and Storage (“ICE ENDEX Continental Gas Rules”)
|
19 September 2016
For Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
Version 2.2
Version 6.3
|
https://www.theice.com/endex/regulation
https://www.theice.com/publicdocs/endex/circulars/E17054%20attach.pdf
|
|
ICE Futures Europe
|
ICE Futures Europe Regulations (“ICE Futures Rules”)
|
24 August 2016
|
https://www.theice.com/futures-europe/regulation#rules
|
|
London Metal Exchange
|
London Metal Exchange Rules and Regulations (“LME Rules”)
|
December 2017
|
https://www.lme.com/About/Regulation/Rules/Rulebook
|
|
London Stock Exchange Derivatives Market
|
Rules of the London Stock Exchange Derivatives Market (“LSE DM Rules”)
|
3 January 2018 (changes published and due to come into effect on this date)
|
http://www.lseg.com/derivatives/document-library
|
|
MEFF, Financial derivatives and power derivatives
|
MEFF Exchange Rule Book (“MEFF Rules”)
|
10 September 2013
|
http://www.meff.es/docs/ing/normativa/circulares/2013/130910_-_Rule_Book__MEFF_EXCHANGE.pdf
|
|
NASDAQ Derivatives Markets
|
NASDAQ Derivatives Exchange Rulebook (“NASDAQ Derivatives Rules”)
|
20 November 2017
|
http://business.nasdaq.com/list/Rules-and-Regulations/European-rules/common/derivatives-rules/index.html
|
|
NASDAQ Commodities
|
NASDAQ OMX General Terms Trading Rules Commodity Derivatives (“NASDAQ Commodities General Terms”)
Nasdaq Trading Agreement B – Non-Clearing Membership Agreement Commodity Derivatives (“Trading Agreement B”)
Trading Appendix 1, Definitions (“NASDAQ Commodities Definitions”)
Trading Appendix 6, Market Conduct Rules (“NASDAQ Commodities Market Conduct Rules”)
|
20 November 2017
March 2016
25 April 2016
21 November 2016
|
http://www.nasdaqomx.com/commodities/marketaccess/legalframework
|
|
NOREXECO ASA (The Pulp & Paper Exchange)
|
Rulebook for trading at NOREXECO ASA (“NOREXECO Rules”)
|
1 June 2015
For Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
|
http://www.norexeco.com/rules/
|
|
OMIP
|
OMIP Trading Rulebook (“OMIP Rules”)
OMIP Instruction 01/2006 (Management Procedures regarding Trading Accounts)
OMIP Instruction 01/2007 (Market Makers)
OMIP Instruction 01/2009 (Settlement Prices)
OMIP Instruction 01/2011 (Special Regime Energy Auctions)
OMIP Instruction 01/2014 (Bilateral Transactions)
OMIP Instruction 02/2006 (Register of Authorised Representatives)
OMIP Instruction 02/2007 (Split, Transfer and Give-Up Transfer of Transactions)
OMIP Instruction 03/2006 (Register of Trading Managers)
OMIP Instruction 04/2006 (Auction Trading Mode)
OMIP Instruction 01/2013 (Financial Capacity Rights for Interconnection Portugal-Spain)
|
14 December 2016
For Conditions 1 and 3 of the Bilateral Transaction execution methodology, and Condition 3 of the Central Orderbook execution methodology: 3 January 2018 (although subject to regulatory approval and publication)
14 December 2011
18 November 2008
13 May 2016
20 March 2012
27 May 2014
18 November 2008
20 January 2010
18 November 2008
7 September 2012
17 December 2013
|
http://www.omip.pt/Downloads/tabid/104/language/en-GB/Default.aspx
|
|
Oslo Børs
|
Rules for Trading in Derivative Contracts on Oslo Børs (“Oslo Derivative Rules”)
|
July 2015
For Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
|
https://www.oslobors.no/ob_eng/Oslo-Boers/Regulations/Derivatives-rules
http://www.newsweb.no/newsweb/search.do?messageId=439304&siteLanguage=en
|
|
Powernext – Pegas Futures
|
Market Rules of the Powernext® Derivatives Regulated Market (“Powernext Derivatives Rules”)
|
1 July 2016
For Condition 3: 3 January 2018 (changes published and due to come into effect on this date)
|
https://www.powernext.com/documentation#pegas-rules-and-regulation
https://www.powernext.com/sites/default/files/download_center_files/20171512_PWX_DERIVATIVES-Market%20Rules_ENG_MiF_Clean.pdf
|
|
Warsaw Stock Exchange
|
The Warsaw Stock Exchange Rules (“WSE Rules”)
|
1 September 2016
|
https://www.gpw.pl/regulations
|
