Athens Derivatives Exchange Clearing House

Regulation on the Clearing of Transactions on Derivatives (“ATHEX Clear Derivatives Rules”)

22 January 2015

http://www.helex.com/web/guest/athexclear-regulations

LCH Clearnet Ltd, LSE Derivatives Markets service

LCH Ltd Rules

LCH.Clearnet Ltd Procedures Section 2F (“LCH Procedures Section 2F”)

7 December 2017

7 December 2017

http://www.lch.com/rules-regulations/rulebooks/ltd

LCH Clearnet Ltd, Listed Interest Rates Service

LCH Ltd Rules

LCH.Clearnet Ltd Procedures Section 2J (“LCH Procedures Section 2J”)

7 December 2017

9 June 2017

http://www.lch.com/rules-regulations/rulebooks/ltd

CC&G

Cassa di Compensazione e Garanzia Regulations (“CCG Rules”)

1 July 2016

http://www.lseg.com/node/5437

KELER CCP Ltd

General Business Rules of KELER CCP Ltd (“KELER Rules”)

3 October 2016

https://english.kelerkszf.hu/Key%20documents/Regulatory%20documents/General%20Business%20Rules/

European Commodity Clearing AG (ECC)

Clearing Conditions of European Commodity Clearing AG (“EEC Rules”)

21 September 2016

https://www.ecc.de/ecc-en/about-ecc/rules/clearing-conditions

Eurex Clearing AG

Clearing Conditions of Eurex Clearing AG (“Eurex Clearing Rules”)

17 October 2016

https://www.eurexchange.com/exchange-en/resources/rules-regulations

LCH Clearnet SA, cash, derivatives and fixed income service

LCH.Clearnet SA Clearing Rule Book (“LCH SA Rules”)

Instruction III.1-1 (Available Clearing functionalities Cash & Derivatives Clearing System) (“Instruction III.1-1”)

Instruction IV.1-1 (Position limits applicable on commodities futures) (“Instruction IV.1-1”)

Notice 2006-0109 (Transactions guaranteed by LCH.Clearnet SA) (“Notice 2006-0109”)

18 February 2016

English Version / 19 April 2013

English Version / 14 April 2009

English Version / 14 June 2006

https://www.lch.com/resources/rules-and-regulations/sa-rulebooks  

http://www.lch.com/news-events/members-updates/legal-notices

ICE Clear Europe

ICE Clear Europe Clearing Rules (“ICE Clear Rules”)

16 September 2016

https://www.theice.com/clear-europe/regulation#rulebook

LME Clear

LME Clear Limited Rules and Procedures, proposed revised version as described in rule change notice 17-018 (“LME Clear Rules”)

Proposed introduction 5 June 2017

https://www.lme.com/~/media/Files/LME%20Clear/Rules%20and%20regulation/2017%2005%2022%20LMEC%20Rules%20EOS%20and%20STP%20Updates.pdf

SIX x-clear

Clearing terms of SIX x-clear Ltd for Norwegian Branch (“SIX Rules”)

General Terms and Conditions of Business SIX x-clear Ltd for Clearing of Trading Platform Transactions (English law) (“SIX GTs&Cs”)

January 2016

July 2016

http://www.six-securities-services.com/en/home/clearing/downloads.html

https://www.six-securities-services.com/dam/downloads/clearing/download-center/terms/clr-gtcb-english-law-xcl-302-en.pdf

BME Clearing

BME Central Counterparty Rule Book

1 October 2015

http://www.bmeclearing.es/ing/Resources/BMEClearing/RuleBook.aspx

NASDAQ OMX Clearing AB

Nasdaq General Terms Clearing Rules Commodity Derivatives (“NASDAQ Commodities Clearing Rules”)

Clearing Appendix 1, Definitions (“Appendix 1”)

Clearing Appendix 4, Non Exchange Clearing Procedures (“Appendix 4”)

Clearing Appendix 15, Third Party Exchange Transactions Clearing Procedures (“Appendix 15”)

Clearing Rules of Nasdaq OMX Derivatives Market (“NASDAQ Derivatives Clearing Rules”)

Clearing Appendix 24, COM Third Party Exchange Transaction Clearing Procedures (“Appendix 24”)

20 June 2016

25 April 2016

16 June 2014

20 November 2017

1 July 2015

20 November 2017

http://www.nasdaqomx.com/commodities/marketaccess/legalframework

http://business.nasdaq.com/list/Rules-and-Regulations/European-rules/common/derivatives-rules/index.html

KDPW

Rules of Krajowy Depozyt Papierów Wartościowych (KDPW) (“KDPW Rules”)

30 September 2017

http://www.kdpwccp.pl/en/Rules/Pages/Regulations.aspx

OMIClear

OMIClear Rulebook (“OMIClear Rules”)

OMIClear Instruction A01/2014 (Definitions and General Provisions)

OMIClear Instruction A02/2014 (Price List)

OMIClear Instruction A03/2014 (Requirements for Settlement Agents)

OMIClear Instruction A04/2014 (Registration of Authorised Representatives)

OMIClear Instruction A05/2014 (Registration Accounts and Clearing Accounts)

OMIClear Instruction A06/2014 (Management and Evaluation of Guarantees)

OMIClear Instruction A08/2014 (Split, Transfer, Give-Up and Cancellation of Transactions)

OMIClear Instruction A09/2014 (Defaults)

OMIClear Instruction A10/2014 (Dissemination of Spot Reference Price)

OMIClear Instruction A11/2014 (Autonomous Reserve)

OMIClear Instruction B01/2014 (Participants)

OMIClear Instruction B02/2014 (Requirements for Clearing Members)

OMIClar Instruction B03/2014 (Registration of Clearing and Settlemenet Managers)

OMIClear Instruction B04/2014 (Rules on OMIClear’s Certification Exam)

OMIClear Instruction B05/2014 (Requierments for Registration Agents)

OMIClear Instruction B06/2014 (Responsibilities of Clearing Members and Allocation of Guarantees)

OMIClear Instruction B07/2014 (Cleairng Fund)

OMIClear Instruction B08/2014 (Financial Settlement)

OMIClear Instruction B09/2014 (Operaitonal Limits)

OMIClear Instruction B10/2014 (Calculation of Margins and Settlement Values)

OMIClear Instruction B11/2014 (Clearing Prices)

OMIClear Instructoin B12/2014 (Default Waterfall)

OMIClear Instruction B13/2014 (Settlement in the Delivery Period)

OMIClear Instruction B14/2014 (Contracts Eligible for Registration, Clearing and Settlement)

OMIClear Instruction B15/2013 (Special Condition of FTR Contracts)

OMIClear Instruction B15/2014 (Specific Conditions for the Registration of SPEL Base Forward Contracts)

OMIClear Instruction B16/2014 (Exercise and Maturity of Options Contracts)

OMIClear Instruction B17/2014 (Calendar, Phases and Timetable of the Clearing Sessions)

OMIClear Instruction B18/2014 (Procedures in Case of Default)

13 May 2016

For Condition 2 of the Bilateral Transaction execution methodology, an amended version of Article 46 was provided by the CCP (although subject to publication)

13 May 2016

13 May 2016

13 May 2016

24 June 2014

13 May 2016

14 March 2016

13 May 2016

24 June 2014

13 May 2016

13 May 2016

13 May 2016

13 May 2016

13 May 2016

13 May 2016

13 May 2016

13 May 2016

25 November 2016

13 May 2016

13 May 2016

13 May 2016

13 May 2016

13 May 2016

13 May 2016

13 May 2016

13 May 2016

13 May 2016

27 May 2014

13 May 2016

13 May 2016

http://www.omiclear.pt/Downloads/tabid/170/language/en-GB/Default.aspx